Follow @cordiumgroup
- RT @HedgeCompliance: #SEC sends valuation message to directors http://t.co/DVg2HM40FT
- RT @CA_News_LexisUK: How can firms and fund managers prepare for AIFMD? Jonathan Wilson @cordiumgroup examines what needs to be done http:/…
- RT @Opalesque: Hedge fund launches rise as investor risk tolerance returns http://t.co/6TDogY4SgJ
What we do for you.
Cordium is a market-leading global provider of regulatory compliance consulting services and software to the asset management and securities industries.
With Cordium, the process of meeting regulatory demands can make a positive contribution in the drive towards business excellence, this turns compliance from a 'have-to-have' into a 'must-have business advantage'.
How do we help your business?
learn moreServices
We want our clients to be highly successful. To help them achieve this we have developed a comprehensive range of best of breed regulatory compliance support services;
- Regulation and compliance
- Due Diligence
- Hosted Regulatory Platform
- Education and training
- Recruitment
Who do we carry out work for?
learn moreSoftware
With the combined knowledge of our compliance experts and software development team, we create 'best in class' compliance software, that is easy to use and maintain.
Our products are built by compliance professionals, for compliance professionals. Our product development and support is handled in-house and never outsourced, ensuring that our clients get the most out of our compliance applications and top-tier customer support.
For more details on our products...
learn moreIt ain’t what you do it’s the way that you do it: J.P. Morgan fined £3m for KYC documentation failings
6th June 2013 Last month the Financial Conduct Authority (“FCA”) fined J.P. Morgan International Bank…
SEC charges trader at Investment Adviser with front-running
The U.S. Securities and Exchange Commission (“SEC”) has charged a Dallas-based registered investment adviser’s primary…
FCA opens the door to early UK AIFM applications
3rd June 2013 Basis of application On 31 May 2013 the FCA announced that it…
-
‘What’s another year? Implementation, planning and timing for AIFMD’. Breakfast seminar 16th July.
Cordium is pleased to invite you to its forthcoming breakfast seminar 'What's another year? Implementation,…
-
Cordium AIFMD breakfast seminar – Tuesday, 26th March 2013
What should managers be doing now?
-
2013 First Republic Private Equity CFO Conference
The Conference will bring together private equity COOs and CFOs from around the country to…
-
SEC Presence Exams: What to expect and how to prepare.
A Deutsche Bank round table luncheon
-
Goldman Sach’s Sixteenth Annual Hedge Fund Conference
Goldman Sach's Las Vegas CFO/COO Conference
-
Market Abuse – 18th July 2013
-
Anti-Money Laundering – 18th July 2013
-
Compliance Induction for Private Equity firms – 16th July 2013
-
Compliance Induction for Wholesale firms – 16th July 2013
-
SEC Training for UK compliance professionals – 26th June 2013
